Get Ready to hold one Compliant Solution
One System to Protect your Business from Regulatory Breaches, Fines and Penalties.
Client Management Module
This module acts as the foundation of your compliance framework, enabling seamless onboarding and lifecycle management of clients. Digital client onboarding, Complete KYC data capture as per regulatory requirements, Document management (Emirates ID, passport, proof of address, etc.), Recording of payments, withdrawals, and financial activities, Client declarations and acknowledgments, Centralized client profile view
KYC Management Module
A powerful engine to ensure continuous compliance beyond onboarding. KYC document approval workflows, Real-time KYC tracking dashboards, Enhanced Due Diligence (EDD) tracking for high-risk clients, Automated KYC renewal reminders and tracking, Built-in communication tools (email integration with clients)
Client Login Module
WaliComply360 provides a dedicated client portal, enabling direct interaction between the client and your compliance system. Secure client login access, Upload/update documents directly, Submit declarations and information, Reduce manual follow-ups and email dependency
Risk Assessment Module
A dynamic and customizable risk engine aligned with global AML/CFT standards. Pre-configured risk models based on industry best practices, Fully customizable risk scoring methodology, Ability to design your own risk parameters, Real-time risk classification (Low / Medium / High), Continuous risk tracking and updates This enables organizations to adopt a risk-based approach (RBA), which is a key expectation of regulators globally.
Sanctions Screening Module
A robust screening system designed to identify and manage financial crime risks effectively. Global sanctions lists (UN, OFAC, EU, UK, etc.), Local UAE lists and regulatory directives, Politically Exposed Persons (PEP) screening, Adverse media screening, Intelligent fuzzy logic matching to detect variations, Alert generation and case management, goAML reporting record maintenance.' Comparative alert view for better decision-making This module ensures zero tolerance for sanctions breaches and complete audit trails for regulatory review.
Transaction Monitoring Module
Designed to detect and manage suspicious transactions proactively. Complete transaction visibility, Automated red-flag detection based on industry standards, Customizable monitoring rules, Suspicious activity alerts, Workflow for review, escalation, approval, or rejection. This module empowers compliance teams to identify, assess, and act on risks before they escalate.
Inspection & Audit Readiness Module
A game-changing feature of WaliComply360. Instead of scrambling during regulatory inspections, this module ensures everything is pre-organized and accessible. Centralized repository of all compliance records, Policies, procedures, and approvals, Client files and KYC records, Risk assessments and monitoring logs, Audit trails and regulatory submissions. You can simply grant access to regulators, allowing them to view everything in one place—making inspections smooth and stress-free.
Reporting Module
Comprehensive reporting capabilities that transform raw data into regulatory-ready insights. KYC status reports (pending, approved, expired), Risk classification reports, Sanctions screening logs and alerts, Transaction monitoring reports, Suspicious Transaction Reports (STR) tracking, Audit and compliance reports, Management dashboards with real-time analytics All reports are exportable, structured, and aligned with regulatory expectations, saving time and reducing manual effort.
Logs & Record Management
Every action within the system is recorded, ensuring full traceability and accountability. User activity logs, System changes and updates, Compliance actions and decisions, Audit trails for every module This ensures transparency, internal control, and regulatory defensibility.
